Kansas Securities | Securities Surety Bond
Also known as: securities bond
Type of Bond
In Kansas, a securities bond refers to a type of surety bond that may be required for individuals or businesses involved in the securities industry, such as brokers, dealers, investment advisors, or securities issuers. The securities bond serves as a financial guarantee that the bonded party will comply with the laws, regulations, and licensing requirements governing the securities industry. It is typically required by the Kansas Office of the Securities Commissioner or a similar regulatory authority. By obtaining a securities bond, the bonded party assures that they will conduct their securities-related activities in accordance with applicable laws, regulations, and ethical standards. This includes acting in the best interest of clients, providing accurate and complete information, and avoiding fraudulent or deceptive practices. If the bonded party fails to fulfill their obligations or violates any securities laws or regulations, a claim can be made against the bond. If the claim is valid, the bond provides financial compensation to cover any resulting damages or losses suffered by investors, clients, or affected parties. The purpose of the securities bond is to protect the interests of investors and maintain the integrity of the securities industry. It ensures that individuals or businesses operating in the securities field operate with professionalism, competence, and in compliance with regulatory requirements. The bond provides a form of recourse for investors and affected parties to seek compensation in case of misconduct, fraudulent practices, or other breaches by the bonded party. It helps maintain trust and transparency in the securities market in Kansas.
Program
The price you'll pay for your Securities Bond is generally based on your personal credit score. Start a free online quote by just completing a simple app or by calling 888-518-8011. Our experts will walk you through a very simple process. Compare our quote as the very lowest price, and then you're good to go! It's that simple!
We provide all types of Securities Bonds. Worldwide Insurance Specialists, Inc. has "in house" underwriting authority with the largest and best Surety (Insurance) companies in the world including, Great American, Liberty Mutual, Philadelphia, Travelers, and CNA Surety. All of these surety bond companies are A-rated under the AM Best credit rating system, and T-listed with the U.S. Department of Treasury. This guarantees that by getting bonded through us, you will be provided the backing of these highly trustworthy and reliable companies.
Application
The application process for a Securities Bonds is easy! Many Bonds are INSTANT ISSUE! Easy Application, no underwriting, no credit check, no GIA required. Our NEW Desktop underwriting program provides you with a rapid approval process used to determine the degree of risk that you (the Principle) complete a project or obligation. Non-INSTANT ISSUE quotes can also get instantly approved. Submissions require very little information from you. Once you file and sign an indemnity agreement, we issue the Bond. It's that simple! We quote and issue Surety Bonds of every type and will help you through the entire process. These applications only require basic information about your business, bond type, and ownership structure. Once the application is complete, we submit to the insurance company (Surety) who will then issue your bond. Don't pay too much! Get your Bond Fast, and Easy with the best price! Click here to start the Securities Bond Application process.
Obligee Information
An obligee is the entity that is requiring you to have the Securities bond.
Obligee: Office Of The Kansas Securities Commissioner
Street: 618 S. Kansas Ave.
State: Kansas
Zip: 66603
If you or your business needs help in obtaining a surety bond or commercial insurance give us a call!