Kansas Investment Advisor License | $45,000 Investment Advisor License Surety Bond
Also known as: investment advisor license bond
Type of Bond
In Kansas, an investment advisor license bond refers to a type of surety bond that is required for individuals or businesses operating as investment advisors within the state. The investment advisor license bond serves as a financial guarantee that the bonded advisor will fulfill their professional responsibilities and comply with the laws and regulations governing investment advisory services. It is typically required by the Kansas Office of the Securities Commissioner or a similar regulatory authority. By obtaining an investment advisor license bond, the bonded advisor assures that they will provide investment advice and services in accordance with the applicable rules and regulations. This includes acting in the best interest of clients, maintaining accurate records, and adhering to ethical guidelines. If the bonded investment advisor fails to fulfill their obligations or violates any regulations related to investment advisory services, a claim can be made against the bond. If the claim is valid, the bond provides financial compensation to cover any resulting damages or losses suffered by clients or affected parties. The purpose of the investment advisor license bond is to protect the interests of clients and promote integrity in the investment advisory industry. It ensures that investment advisors operate with professionalism, competence, and adherence to regulatory requirements. The bond provides a form of recourse for clients to seek compensation in case of misconduct or fraudulent practices by the advisor. It helps maintain trust in the investment advisory sector in Kansas.
Program
The price you'll pay for your $45,000 Investment Advisor License Bond is generally based on your personal credit score. Start a free online quote by just completing a simple app or by calling 888-518-8011. Our experts will walk you through a very simple process. Compare our quote as the very lowest price, and then you're good to go! It's that simple!
We provide all types of $45,000 Investment Advisor License Bonds. Worldwide Insurance Specialists, Inc. has "in house" underwriting authority with the largest and best Surety (Insurance) companies in the world including, Great American, Liberty Mutual, Philadelphia, Travelers, and CNA Surety. All of these surety bond companies are A-rated under the AM Best credit rating system, and T-listed with the U.S. Department of Treasury. This guarantees that by getting bonded through us, you will be provided the backing of these highly trustworthy and reliable companies.
Application
The application process for a $45,000 Investment Advisor License Bonds is easy! Many Bonds are INSTANT ISSUE! Easy Application, no underwriting, no credit check, no GIA required. Our NEW Desktop underwriting program provides you with a rapid approval process used to determine the degree of risk that you (the Principle) complete a project or obligation. Non-INSTANT ISSUE quotes can also get instantly approved. Submissions require very little information from you. Once you file and sign an indemnity agreement, we issue the Bond. It's that simple! We quote and issue Surety Bonds of every type and will help you through the entire process. These applications only require basic information about your business, bond type, and ownership structure. Once the application is complete, we submit to the insurance company (Surety) who will then issue your bond. Don't pay too much! Get your Bond Fast, and Easy with the best price! Click here to start the Investment Advisor License Bond Application process.
The Kansas Investment Advisor License Bond amount is currently set at $45,000.
Obligee Information
An obligee is the entity that is requiring you to have the Investment Advisor License bond.
For your convenience you can view a sample copy of the Kansas Investment Advisor License Bond Form.
Obligee: Office Of The Kansas Securities Commissioner
Street: 618 S. Kansas Ave.
State: Kansas
Zip: 66603
If you or your business needs help in obtaining a surety bond or commercial insurance give us a call!